Every SEC Form 3/4/5 on record for this filer (CIK 1861916) — 1 issuer, 13 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| STEM | STEM, INC. | Director | 2021-05-26 → 2026-06-04 | 17 | −$10M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| STEM | 2022-09-09 | Sell | 100,000 | $16.38 | $2M | 4,289,849 |
| STEM | 2022-09-08 | Sell | 100,000 | $15.84 | $2M | 4,389,849 |
| STEM | 2022-09-07 | Sell | 100,000 | $15.52 | $2M | 4,489,849 |
| STEM | 2022-08-18 | Sell | 50,000 | $16.11 | $805,500 | 4,589,849 |
| STEM | 2022-08-15 | Sell | 50,000 | $16.37 | $818,500 | 4,639,849 |
| STEM | 2022-08-12 | Sell | 50,000 | $15.37 | $768,500 | 4,689,849 |
| STEM | 2022-08-10 | Sell | 50,000 | $15.00 | $750,000 | 4,739,849 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.
