Every SEC Form 3/4/5 on record for this filer (CIK 1859355) — 4 issuers, 13 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AGO | ASSURED GUARANTY LTD | Director | 2021-05-06 → 2026-06-01 | 9 | −$184,037 |
| LFHAX | Lord Abbett Floating Rate High Income Fund | Director | 2021-10-05 → 2024-07-09 | 2 | — |
| LASAX | Lord Abbett Special Situations Income Fund | Director | 2021-10-05 → 2024-07-09 | 2 | — |
| LCRDX | Lord Abbett Credit Opportunities Fund | Director | 2021-10-05 → 2024-07-09 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AGO | 2026-05-29 | Sell | 1,047 | $74.32 | $77,813 | 9,307 |
| AGO | 2026-03-04 | Sell | 1,219 | $87.14 | $106,224 | 8,297 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.