Every SEC Form 3/4/5 on record for this filer (CIK 1855880) — 2 issuers, 37 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PENG | Penguin Solutions, Inc. | SVP and Chief Legal Officer | 2024-10-22 → 2026-06-16 | 13 | −$650,123 |
| SGH | SMART Global Holdings, Inc. | SVP and Chief Legal Officer | 2021-04-08 → 2024-10-02 | 16 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PENG | 2026-06-15 | Sell | 200 | $62.51 | $12,502 | 124,594 |
| PENG | 2026-06-15 | Sell | 100 | $65.63 | $6,563 | 120,794 |
| PENG | 2026-06-15 | Sell | 2,104 | $64.16 | $134,993 | 122,490 |
| PENG | 2026-06-15 | Sell | 1,596 | $64.82 | $103,453 | 120,894 |
| PENG | 2026-05-26 | Sell | 2,100 | $54.98 | $115,458 | 124,794 |
| PENG | 2026-05-26 | Sell | 1,600 | $54.11 | $86,576 | 126,894 |
| PENG | 2026-05-26 | Sell | 300 | $52.58 | $15,774 | 128,494 |
| PENG | 2026-04-22 | Sell | 738 | $27.92 | $20,605 | 128,794 |
| PENG | 2026-03-16 | Sell | 4,000 | $17.75 | $71,000 | 131,352 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.