Every SEC Form 3/4/5 on record for this filer (CIK 1843078) — 3 issuers, 9 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HRZN | Horizon Technology Finance Corp | Chief Executive Officer · Director | 2023-07-18 → 2026-06-10 | 5 | $710,400 |
| PIII | P3 Health Partners Inc. | 10% owner · lapsed | 2022-01-21 → 2022-01-31 | 2 | $94,069 |
| FORE | Foresight Acquisition Corp. | Chief Executive Officer · Director · lapsed | 2021-02-09 → 2021-10-06 | 3 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HRZN | 2026-06-09 | Buy | 100,000 | $4.34 | $434,000 | 223,527 |
| HRZN | 2024-12-16 | Buy | 20,000 | $8.53 | $170,600 | 20,000 |
| HRZN | 2024-08-05 | Buy | 10,000 | $10.58 | $105,800 | 10,000 |
| PIII | 2022-01-28 | Buy | 15,000 | $4.83 | $72,450 | 7,545,264 |
| PIII | 2022-01-19 | Buy | 4,239 | $5.10 | $21,619 | 7,530,264 |
| FORE | 2021-02-12 | Buy | 682,500 | — | $0 | 682,500 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
