Every SEC Form 3/4/5 on record for this filer (CIK 1842694) — 3 issuers, 30 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AFCG | Advanced Flower Capital Inc. | President and CIO | 2021-03-18 → 2026-04-01 | 16 | $3M |
| SUNS | Sunrise Realty Trust, Inc. | President | 2024-07-02 → 2026-02-23 | 6 | $255,781 |
| TCGSX | TCG Strategic Income Fund | Filer | 2025-12-17 → 2025-12-17 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AFCG | 2026-03-31 | Buy | 7,000 | $2.80 | $19,600 | 225,907 |
| AFCG | 2025-08-25 | Buy | 4,000 | $4.13 | $16,520 | 127,667 |
| AFCG | 2025-08-22 | Buy | 2,000 | $4.10 | $8,200 | 123,667 |
| AFCG | 2025-03-17 | Buy | 4,000 | $6.17 | $24,680 | 121,667 |
| AFCG | 2025-03-14 | Buy | 4,000 | $6.25 | $25,000 | 117,667 |
| SUNS | 2024-08-28 | Buy | 15,000 | $13.66 | $204,900 | 15,000 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
