Every SEC Form 3/4/5 on record for this filer (CIK 1835510) — 1 issuer, 19 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AVK | ADVENT CONVERTIBLE & INCOME FUND | Director | 2020-12-09 → 2025-05-01 | 15 | $85,171 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AVK | 2025-05-01 | Buy | 600 | $11.21 | $6,726 | 7,906 |
| AVK | 2025-02-14 | Buy | 500 | $12.28 | $6,140 | 7,093 |
| AVK | 2024-10-17 | Buy | 1,576 | $11.28 | $17,777 | 6,353 |
| AVK | 2024-05-02 | Buy | 500 | $11.71 | $5,855 | 4,552 |
| AVK | 2024-02-02 | Buy | 400 | $11.86 | $4,744 | 3,933 |
| AVK | 2023-11-08 | Buy | 400 | $10.25 | $4,100 | 3,423 |
| AVK | 2023-08-02 | Buy | 375 | $11.84 | $4,440 | 2,922 |
| AVK | 2023-05-16 | Buy | 0 | $11.55 | $3 | 2,819 |
| AVK | 2023-05-16 | Buy | 345 | $11.59 | $3,999 | 2,819 |
| AVK | 2023-05-16 | Buy | 345 | $11.59 | $3,999 | 2,473 |