Every SEC Form 3/4/5 on record for this filer (CIK 1828068) — 2 issuers, 8 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CRVO | CervoMed Inc. | CFO, GC & Secretary | 2023-09-15 → 2026-02-13 | 8 | $109,261 |
| DFFN | Diffusion Pharmaceuticals Inc. | GC & Secretary · lapsed | 2020-10-14 → 2022-04-19 | 7 | $9,850 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CRVO | 2025-11-18 | Buy | 2,500 | $8.32 | $20,800 | 12,500 |
| CRVO | 2025-11-17 | Buy | 1,000 | $8.45 | $8,450 | 10,000 |
| CRVO | 2025-11-12 | Buy | 3,500 | $7.44 | $26,040 | 9,000 |
| CRVO | 2025-05-14 | Buy | 4,233 | $8.46 | $35,811 | 5,500 |
| CRVO | 2024-08-27 | Buy | 1,000 | $18.16 | $18,160 | 1,267 |
| DFFN | 2020-11-17 | Buy | 5,000 | $0.63 | $3,150 | 15,000 |
| DFFN | 2020-11-16 | Buy | 10,000 | $0.67 | $6,700 | 10,000 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
