Every SEC Form 3/4/5 on record for this filer (CIK 1821227) — 3 issuers, 16 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| STEM | STEM, INC. | Director | 2021-07-06 → 2026-06-04 | 14 | −$8M |
| STPC | Star Peak Corp II | Director · lapsed | 2021-01-05 → 2021-01-05 | 1 | — |
| STPK | Star Peak Energy Transition Corp. | Director · lapsed | 2020-08-17 → 2020-08-17 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| STEM | 2022-11-18 | Sell | 75,000 | $13.57 | $1M | 96,251 |
| STEM | 2022-11-17 | Sell | 75,000 | $13.63 | $1M | 171,251 |
| STEM | 2022-08-11 | Sell | 75,000 | $15.05 | $1M | 92,776 |
| STEM | 2022-08-10 | Sell | 75,000 | $14.79 | $1M | 167,776 |
| STEM | 2021-12-02 | Sell | 100,000 | $19.82 | $2M | 242,776 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
