Every SEC Form 3/4/5 on record for this filer (CIK 1818568) — 2 issuers, 30 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CWBC | Community West Bancshares | EXECUTIVE VICE PRESIDENT | 2024-06-04 → 2025-03-06 | 3 | −$31,961 |
| CVCY | CENTRAL VALLEY COMMUNITY BANCORP | EXECUTIVE VICE PRESIDENT · lapsed | 2020-08-10 → 2023-05-18 | 17 | $225,658 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CWBC | 2024-08-02 | Sell | 1,650 | $19.37 | $31,961 | 27,586 |
| CVCY | 2023-05-01 | Buy | 290 | $14.85 | $4,307 | 19,920 |
| CVCY | 2023-05-01 | Buy | 1,360 | $14.86 | $20,210 | 21,280 |
| CVCY | 2022-05-10 | Buy | 1,000 | $16.78 | $16,780 | 16,358 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.