Every SEC Form 3/4/5 on record for this filer (CIK 1814127) — 8 issuers, 17 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| RXO | RXO, Inc. | 10% owner | 2022-11-10 → 2026-02-17 | 16 | $28M |
| CNX | CNX Resources Corp | 10% owner | 2024-10-25 → 2025-01-08 | 2 | — |
| QXO | QXO, Inc. | 10% owner | 2024-07-29 → 2024-11-08 | 3 | — |
| XPO | XPO, Inc. | 10% owner · lapsed | 2022-08-12 → 2024-05-17 | 2 | — |
| YELL | Yellow Corp | 10% owner · lapsed | 2023-07-28 → 2023-08-01 | 3 | — |
| PFSI | PennyMac Financial Services, Inc. | Director · lapsed | 2021-03-09 → 2022-02-15 | 28 | $25M |
| WPF.U | Foley Trasimene Acquisition Corp. | 10% owner · lapsed | 2020-07-10 → 2021-02-19 | 3 | −$45M |
| WPF | Foley Trasimene Acquisition Corp. | 10% owner · lapsed | 2020-08-10 → 2020-08-12 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| RXO | 2024-05-06 | Buy | 361 | $20.40 | $7,364 | 17,310,795 |
| RXO | 2024-04-19 | Buy | 200,000 | $19.46 | $4M | 16,875,369 |
| RXO | 2024-04-18 | Buy | 870,000 | $19.52 | $17M | 16,675,369 |
| RXO | 2024-04-17 | Buy | 175,690 | $19.53 | $3M | 15,805,369 |
| RXO | 2024-04-16 | Buy | 35,985 | $20.22 | $727,617 | 15,629,679 |
| RXO | 2024-04-12 | Buy | 5,139 | $20.39 | $104,784 | 15,593,694 |
| RXO | 2023-11-15 | Buy | 100,000 | $19.67 | $2M | 12,845,369 |
| RXO | 2023-11-14 | Buy | 39,478 | $19.56 | $772,190 | 12,745,369 |
| RXO | 2023-11-13 | Buy | 30,522 | $18.15 | $553,974 | 12,705,891 |
| PFSI | 2021-06-22 | Buy | 26,528 | $62.73 | $2M | 3,531,792 |
5 of 8 issuers are covered and open a security page; the rest are on file here only.
