Every SEC Form 3/4/5 on record for this filer (CIK 1805378) — 2 issuers, 25 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GEG | Great Elm Group, Inc. | 10% owner | 2021-01-29 → 2024-09-24 | 57 | $3M |
| GEC | Forest Investments, Inc. | 10% owner · lapsed | 2020-03-06 → 2021-01-06 | 7 | $11,750 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| GEG | 2024-03-07 | Buy | 5,081 | $1.96 | $9,959 | 6,299,043 |
| GEG | 2024-03-06 | Buy | 4,389 | $1.96 | $8,602 | 6,293,962 |
| GEG | 2024-03-05 | Buy | 5,137 | $1.93 | $9,914 | 6,289,573 |
| GEG | 2024-02-21 | Buy | 2,989 | $1.95 | $5,829 | 6,160,346 |
| GEG | 2024-02-20 | Buy | 6,307 | $1.98 | $12,488 | 6,157,357 |
| GEG | 2024-02-16 | Buy | 4,237 | $1.92 | $8,135 | 6,151,050 |
| GEG | 2023-11-24 | Buy | 2,558 | $2.05 | $5,244 | 6,076,998 |
| GEG | 2023-11-22 | Buy | 36,233 | $2.01 | $72,828 | 6,074,440 |
| GEG | 2023-11-21 | Buy | 100 | $1.90 | $190 | 6,038,207 |
| GEG | 2023-01-06 | Sell | 460,900 | $2.17 | $1M | 5,159,100 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
