Every SEC Form 3/4/5 on record for this filer (CIK 1794578) — 1 issuer, 20 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HLI | HOULIHAN LOKEY, INC. | Director | 2019-11-19 → 2026-05-21 | 21 | −$408,528 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HLI | 2025-07-14 | Sell | 200 | $191.65 | $38,330 | 5,533 |
| HLI | 2025-06-13 | Sell | 200 | $174.37 | $34,874 | 5,733 |
| HLI | 2025-05-13 | Sell | 200 | $178.46 | $35,692 | 5,201 |
| HLI | 2025-04-14 | Sell | 200 | $154.41 | $30,882 | 5,401 |
| HLI | 2025-03-13 | Sell | 200 | $158.27 | $31,654 | 5,601 |
| HLI | 2025-02-13 | Sell | 200 | $178.97 | $35,794 | 5,801 |
| HLI | 2025-01-13 | Sell | 200 | $165.63 | $33,126 | 6,001 |
| HLI | 2024-12-13 | Sell | 200 | $180.57 | $36,114 | 6,201 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.