Every SEC Form 3/4/5 on record for this filer (CIK 1791698) — 4 issuers, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| KPLT | Katapult Holdings, Inc. | Director · lapsed | 2021-08-13 → 2023-06-08 | 5 | $165,500 |
| FSRX | Finserv Acquisition Corp. II | Chief Executive Officer · Director · lapsed | 2023-02-01 → 2023-02-01 | 1 | — |
| FSRXU | Finserv Acquisition Corp. II | Chief Executive Officer · Director · lapsed | 2021-02-17 → 2021-02-24 | 2 | $8M |
| FSRVU | FinServ Acquisition Corp. | CEO · Director · lapsed | 2019-10-31 → 2019-11-07 | 2 | $7M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| KPLT | 2022-11-22 | Buy | 75,000 | $0.91 | $68,250 | 1,218,670 |
| KPLT | 2021-08-11 | Buy | 25,000 | $3.89 | $97,250 | 1,015,694 |
| FSRXU | 2021-02-22 | Buy | 800,000 | $10.00 | $8M | 800,000 |
| FSRVU | 2019-11-05 | Buy | 665,000 | $10.00 | $7M | 665,000 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.
