Every SEC Form 3/4/5 on record for this filer (CIK 1781002) — 10 issuers, 105 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| LIQT | LIQTECH INTERNATIONAL INC | 10% owner | 2024-11-19 → 2026-06-09 | 3 | $700,000 |
| FERLX | First Eagle Real Estate Debt Fund | 10% owner | 2025-04-07 → 2025-08-08 | 3 | $25M |
| SCND | SCIENTIFIC INDUSTRIES INC | 10% owner | 2021-06-24 → 2025-04-22 | 4 | $2M |
| DUOT | DUOS TECHNOLOGIES GROUP, INC. | 10% owner | 2020-02-14 → 2024-09-23 | 12 | $3M |
| CMPO | CompoSecure, Inc. | 10% owner · lapsed | 2022-04-08 → 2024-05-13 | 22 | $16M |
| INVE | Identiv, Inc. | 10% owner · lapsed | 2019-09-05 → 2023-04-25 | 14 | $8M |
| IVAC | INTEVAC INC | 10% owner · lapsed | 2019-09-05 → 2023-03-27 | 6 | $621,201 |
| DRRX | DURECT CORP | 10% owner · lapsed | 2019-09-05 → 2023-03-15 | 5 | −$136,223 |
| FECOL | First Eagle Credit Opportunities Fund | 10% owner · lapsed | 2020-09-25 → 2020-09-25 | 1 | — |
| ARDM | ARADIGM CORP | 10% owner · lapsed | 2019-09-05 → 2019-09-05 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| LIQT | 2026-06-05 | Buy | 700,000 | $1.00 | $700,000 | 3,882,239 |
| FERLX | 2025-08-06 | Buy | 633,162 | $25.27 | $16M | 1,367,807 |
| FERLX | 2025-04-30 | Buy | 354,645 | $25.16 | $9M | 734,645 |
| SCND | 2025-04-18 | Buy | 250,000 | $1.00 | $250,000 | 1,453,351 |
| CMPO | 2024-05-09 | Buy | 800,000 | $6.50 | $5M | 3,797,550 |
| SCND | 2023-12-13 | Buy | 600,000 | $2.00 | $1M | 1,203,351 |
| CMPO | 2023-11-30 | Buy | 8,100 | $4.88 | $39,528 | 2,997,550 |
3 of 10 issuers are covered and open a security page; the rest are on file here only.
