Every SEC Form 3/4/5 on record for this filer (CIK 1778634) — 2 issuers, 12 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BANC | BANC OF CALIFORNIA, INC. | Director | 2021-10-19 → 2026-05-08 | 8 | — |
| PMBC | PACIFIC MERCANTILE BANCORP | Director · lapsed | 2019-06-18 → 2021-10-19 | 6 | −$61,781 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PMBC | 2021-10-18 | Sell | 6,636 | $9.31 | $61,781 | — |
1 of 2 issuers are covered and open a security page; the rest are on file here only.