Every SEC Form 3/4/5 on record for this filer (CIK 1777467) — 4 issuers, 12 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| MOBI | Mobia Medical, Inc. | See Remarks | 2026-05-07 → 2026-05-11 | 2 | $45,000 |
| ONCT | Oncternal Therapeutics, Inc. | General Counsel/Secretary · lapsed | 2021-05-27 → 2024-02-15 | 13 | $38,705 |
| LCTX | Lineage Cell Therapeutics, Inc. | General Counsel/Secretary · lapsed | 2019-08-15 → 2021-03-17 | 3 | $5,100 |
| BTX | BIOTIME INC | General Counsel/Secretary · lapsed | 2019-05-22 → 2019-05-22 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MOBI | 2026-05-11 | Buy | 3,000 | $15.00 | $45,000 | 3,000 |
| ONCT | 2023-04-13 | Buy | 10,000 | $0.29 | $2,900 | 106,901 |
| ONCT | 2023-04-12 | Buy | 15,000 | $0.29 | $4,350 | 96,901 |
| ONCT | 2022-01-28 | Buy | 5,000 | $1.63 | $8,150 | 44,867 |
| ONCT | 2022-01-27 | Buy | 8,500 | $1.78 | $15,130 | 39,867 |
2 of 4 issuers are covered and open a security page; the rest are on file here only.
