Every SEC Form 3/4/5 on record for this filer (CIK 1775875) — 4 issuers, 34 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| KPLT | Katapult Holdings, Inc. | Chief Accounting Officer · lapsed | 2021-06-14 → 2024-03-19 | 16 | $10,065 |
| INBS | INTELLIGENT BIO SOLUTIONS INC. | Director · lapsed | 2023-10-06 → 2023-10-06 | 1 | — |
| GBS | GBS Inc. | Director · lapsed | 2020-12-30 → 2022-10-12 | 3 | $5,472 |
| NEWT | NewtekOne, Inc. | Chief Accounting Officer · lapsed | 2019-05-08 → 2021-03-11 | 3 | $15,536 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| INBS | 2023-10-04 | Buy | 9,090 | — | $0 | 9,880 |
3 of 4 issuers are covered and open a security page; the rest are on file here only.