Every SEC Form 3/4/5 on record for this filer (CIK 1774027) — 2 issuers, 15 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ALTI | AlTi Global, Inc. | Chief Legal, Compl & Risk Ofcr | 2023-06-07 → 2026-04-02 | 12 | −$79,581 |
| BPFH | BOSTON PRIVATE FINANCIAL HOLDINGS INC | EVP, General Counsel · lapsed | 2019-04-18 → 2021-07-06 | 6 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ALTI | 2025-06-03 | Sell | 22,934 | $3.47 | $79,581 | 41,960 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.