Every SEC Form 3/4/5 on record for this filer (CIK 1773856) — 28 issuers, 29 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BEN | FRANKLIN RESOURCES INC | Co-President, CFO & COO | 2019-05-06 → 2025-12-03 | 23 | — |
| WDI | Western Asset Diversified Income Fund | Filer · lapsed | 2021-06-30 → 2021-06-30 | 1 | — |
| BWG | BrandywineGLOBAL-Global Income Opportunities Fund Inc | Filer · lapsed | 2020-08-24 → 2020-08-24 | 1 | — |
| CEM | ClearBridge MLP & Midstream Fund Inc. | Filer · lapsed | 2020-08-10 → 2020-08-10 | 1 | — |
| MTT | Western Asset Municipal Defined Opportunity Trust Inc. | Filer · lapsed | 2020-08-10 → 2020-08-10 | 1 | — |
| WIA | WESTERN ASSET INFLATION-LINKED INCOME FUND | Filer · lapsed | 2020-08-10 → 2020-08-10 | 1 | — |
| EHI | WESTERN ASSET GLOBAL HIGH INCOME FUND INC. | Filer · lapsed | 2020-08-10 → 2020-08-10 | 1 | — |
| MHF | WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. | Filer · lapsed | 2020-08-10 → 2020-08-10 | 1 | — |
| HIX | WESTERN ASSET HIGH INCOME FUND II INC. | Filer · lapsed | 2020-08-10 → 2020-08-10 | 1 | — |
| HIO | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. | Filer · lapsed | 2020-08-10 → 2020-08-10 | 1 | — |
| IGI | Western Asset Investment Grade Defined Opportunity Trust Inc. | Filer · lapsed | 2020-08-10 → 2020-08-10 | 1 | — |
| DMO | Western Asset Mortgage Opportunity Fund Inc. | Filer · lapsed | 2020-08-10 → 2020-08-10 | 1 | — |
| SBI | WESTERN ASSET INTERMEDIATE MUNI FUND INC. | Filer · lapsed | 2020-08-10 → 2020-08-10 | 1 | — |
| CTR | ClearBridge MLP & Midstream Total Return Fund Inc. | Filer · lapsed | 2020-08-10 → 2020-08-10 | 1 | — |
| XWAMX | Western Asset Middle Market Debt Fund Inc. | Filer · lapsed | 2020-08-10 → 2020-08-10 | 1 | — |
| MNP | WESTERN ASSET MUNICIPAL PARTNERS FUND INC. | Filer · lapsed | 2020-08-10 → 2020-08-10 | 1 | — |
| EMO | ClearBridge Energy Midstream Opportunity Fund Inc. | Filer · lapsed | 2020-08-10 → 2020-08-10 | 1 | — |
| GDO | WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. | Filer · lapsed | 2020-08-10 → 2020-08-10 | 1 | — |
| SCD | LMP CAPITAL & INCOME FUND INC. | Filer · lapsed | 2020-08-07 → 2020-08-07 | 1 | — |
| WEA | WESTERN ASSET PREMIER BOND FUND | Filer · lapsed | 2020-08-07 → 2020-08-07 | 1 | — |
| XWMFX | Western Asset Middle Market Income Fund Inc. | Filer · lapsed | 2020-08-07 → 2020-08-07 | 1 | — |
| HYI | Western Asset High Yield Defined Opportunity Fund Inc. | Filer · lapsed | 2020-08-07 → 2020-08-07 | 1 | — |
| PAI | Western Asset Investment Grade Income Fund Inc. | Filer · lapsed | 2020-08-07 → 2020-08-07 | 1 | — |
| WIW | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | Filer · lapsed | 2020-08-07 → 2020-08-07 | 1 | — |
| TLI | WESTERN ASSET CORPORATE LOAN FUND INC. | Filer · lapsed | 2020-08-07 → 2020-08-07 | 1 | — |
| EMD | WESTERN ASSET EMERGING MARKETS DEBT FUND INC. | Filer · lapsed | 2020-08-07 → 2020-08-07 | 1 | — |
| MMU | WESTERN ASSET MANAGED MUNICIPALS FUND INC. | Filer · lapsed | 2020-08-07 → 2020-08-07 | 1 | — |
| GFY | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. | Filer · lapsed | 2020-08-07 → 2020-08-07 | 1 | — |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
1 of 28 issuers are covered and open a security page; the rest are on file here only.
