Every SEC Form 3/4/5 on record for this filer (CIK 1772558) — 6 issuers, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| FBIO | Fortress Biotech, Inc. | Director | 2019-12-10 → 2026-01-05 | 8 | — |
| JHAA | Nuveen High Income 2023 Target Term Fund | Filer · lapsed | 2019-04-04 → 2019-04-04 | 1 | — |
| JHB | Nuveen High Income November 2021 Target Term Fund | Filer · lapsed | 2019-04-04 → 2019-04-04 | 1 | — |
| JHY | Nuveen High Income 2020 Target Term Fund | Filer · lapsed | 2019-04-04 → 2019-04-04 | 1 | — |
| JHD | Nuveen High Income December 2019 Target Term Fund | Filer · lapsed | 2019-04-04 → 2019-04-04 | 1 | — |
| JGH | Nuveen Global High Income Fund | Filer · lapsed | 2019-04-04 → 2019-04-04 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| FBIO | 2021-01-01 | Buy | 50,000 | — | $0 | 214,582 |
| FBIO | 2020-01-01 | Buy | 50,000 | — | $0 | 164,582 |
1 of 6 issuers are covered and open a security page; the rest are on file here only.
