Every SEC Form 3/4/5 on record for this filer (CIK 1766109) — 6 issuers, 73 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| DOUG | Douglas Elliman Inc. | President and CEO · Director | 2021-12-21 → 2026-04-10 | 15 | $3M |
| NNUP | NOCOPI TECHNOLOGIES INC/MD/ | Chief Executive Officer · Director | 2022-03-10 → 2024-12-26 | 13 | $3M |
| MIMO | Airspan Networks Holdings Inc. | Director · lapsed | 2021-08-17 → 2023-08-16 | 3 | −$9,413 |
| NBA | New Beginnings Acquisition Corp. | Chief Executive Officer · Director · lapsed | 2021-05-20 → 2021-05-28 | 4 | $440,053 |
| NBA.U | New Beginnings Acquisition Corp. | Chief Executive Officer · Director · lapsed | 2020-10-29 → 2020-11-12 | 2 | $5M |
| LTS | LADENBURG THALMANN FINANCIAL SERVICES INC. | Filer · lapsed | 2019-01-29 → 2020-02-14 | 8 | $217,847 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| DOUG | 2024-11-18 | Buy | 1,081,414 | $1.68 | $2M | 1,478,382 |
| DOUG | 2024-07-10 | Buy | 197,398 | $1.18 | $232,930 | 396,968 |
| NNUP | 2024-06-28 | Buy | 2,500 | $2.94 | $7,350 | 3,087,650 |
| NNUP | 2023-08-21 | Buy | 1,000 | $3.08 | $3,080 | 3,085,150 |
1 of 6 issuers are covered and open a security page; the rest are on file here only.
