Every SEC Form 3/4/5 on record for this filer (CIK 1754318) — 3 issuers, 13 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HKHC | Horizon Kinetics Holding Corp | Chief Financial Officer | 2025-06-05 → 2026-05-21 | 4 | $9,131 |
| SLGDD | Horizon Kinetics Holding Corp | Chief Financial Officer | 2024-08-09 → 2024-08-09 | 1 | — |
| SFE | SAFEGUARD SCIENTIFICS INC | SVP & Chief Financial Officer · lapsed | 2018-09-28 → 2023-01-19 | 7 | $106,900 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HKHC | 2026-05-20 | Buy | 100 | $27.85 | $2,785 | 300 |
| HKHC | 2026-03-18 | Buy | 80 | $33.03 | $2,642 | 200 |
| HKHC | 2025-11-20 | Buy | 100 | $29.00 | $2,900 | 120 |
| HKHC | 2025-06-04 | Buy | 20 | $40.18 | $804 | 20 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.