Every SEC Form 3/4/5 on record for this filer (CIK 1752395) — 2 issuers, 9 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| LFT | Lument Finance Trust, Inc. | Chief Financial Officer | 2022-02-15 → 2025-12-02 | 4 | $34,894 |
| HCFT | Hunt Companies Finance Trust, Inc. | Chief Financial Officer · lapsed | 2018-09-11 → 2020-03-25 | 3 | $39,000 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| LFT | 2025-12-01 | Buy | 10,000 | $1.61 | $16,100 | 61,950 |
| LFT | 2025-11-28 | Buy | 1,200 | $1.62 | $1,944 | 51,950 |
| LFT | 2025-11-26 | Buy | 2,000 | $1.60 | $3,200 | 50,750 |
| LFT | 2022-03-31 | Buy | 5,000 | $2.73 | $13,650 | 48,750 |
| HCFT | 2020-03-24 | Buy | 10,000 | $1.40 | $14,000 | 17,500 |
| HCFT | 2018-12-12 | Buy | 2,500 | $3.30 | $8,250 | 7,500 |
| HCFT | 2018-12-11 | Buy | 2,500 | $3.38 | $8,450 | 5,000 |
| HCFT | 2018-12-10 | Buy | 2,500 | $3.32 | $8,300 | 2,500 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
