Every SEC Form 3/4/5 on record for this filer (CIK 1751631) — 3 issuers, 60 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| MNTS | Momentus Inc. | 10% owner · lapsed | 2021-08-16 → 2023-09-26 | 10 | −$241,056 |
| VAXX | Vaxxinity, Inc. | 10% owner · lapsed | 2021-11-10 → 2023-09-08 | 8 | −$2M |
| HLGN | Heliogen, Inc. | 10% owner · lapsed | 2022-06-30 → 2023-06-14 | 6 | −$6M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MNTS | 2023-09-11 | Sell | 877 | $5.57 | $4,885 | 43,295 |
| MNTS | 2023-09-11 | Sell | 349 | $5.57 | $1,944 | 17,247 |
| MNTS | 2023-09-11 | Sell | 354 | $5.57 | $1,972 | 17,456 |
| MNTS | 2023-09-11 | Sell | 1,794 | $5.57 | $9,993 | 88,592 |
| MNTS | 2023-09-11 | Sell | 4,526 | $5.57 | $25,210 | 223,500 |
| VAXX | 2023-09-08 | Sell | 10,349 | $1.67 | $17,283 | 3,594,122 |
| VAXX | 2023-09-08 | Sell | 4,217 | $1.67 | $7,042 | 1,464,578 |
| VAXX | 2023-09-08 | Sell | 2,395 | $1.67 | $4,000 | 831,658 |
| VAXX | 2023-09-08 | Sell | 25,089 | $1.67 | $41,899 | 8,713,663 |
| VAXX | 2023-09-08 | Sell | 5,911 | $1.67 | $9,871 | 2,053,079 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
