Every SEC Form 3/4/5 on record for this filer (CIK 1739706) — 2 issuers, 41 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| FLNC | Fluence Energy, Inc. | SVP & Chief Financial Officer · lapsed | 2022-09-16 → 2023-09-19 | 3 | — |
| SPWR | SUNPOWER CORP | EVP and CFO · lapsed | 2018-05-10 → 2022-09-07 | 28 | −$5M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SPWR | 2022-08-15 | Sell | 25,000 | $26.63 | $665,750 | 50,810 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.