Every SEC Form 3/4/5 on record for this filer (CIK 1739527) — 5 issuers, 23 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AB | ALLIANCEBERNSTEIN HOLDING L.P. | Director | 2019-04-11 → 2026-05-22 | 12 | −$402,234 |
| EQH | Equitable Holdings, Inc. | Director | 2018-05-09 → 2026-05-21 | 13 | −$321,868 |
| CSTA | Constellation Acquisition Corp I | Director · lapsed | 2021-01-27 → 2021-01-27 | 1 | — |
| AWF | ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC | Filer · lapsed | 2019-04-11 → 2019-04-11 | 1 | — |
| AFB | ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | Filer · lapsed | 2019-04-11 → 2019-04-11 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AB | 2025-05-05 | Sell | 5,000 | $41.18 | $205,900 | 20,923 |
| AB | 2024-08-22 | Sell | 4,000 | $34.87 | $139,480 | 25,923 |
| EQH | 2024-02-21 | Sell | 5,000 | $34.02 | $170,100 | 29,758 |
2 of 5 issuers are covered and open a security page; the rest are on file here only.
