Every SEC Form 3/4/5 on record for this filer (CIK 1738305) — 5 issuers, 17 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AB | ALLIANCEBERNSTEIN HOLDING L.P. | SVP, Interim CFO · lapsed | 2018-04-23 → 2024-03-01 | 16 | — |
| AFB | ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | Filer · lapsed | 2018-04-23 → 2018-04-23 | 1 | — |
| AKP | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | Filer · lapsed | 2018-04-23 → 2018-04-23 | 1 | — |
| AWF | ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC | Filer · lapsed | 2018-04-23 → 2018-04-23 | 1 | — |
| AYN | ALLIANCE NEW YORK MUNICIPAL INCOME FUND | Filer · lapsed | 2018-04-23 → 2018-04-23 | 1 | — |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
1 of 5 issuers are covered and open a security page; the rest are on file here only.
