Every SEC Form 3/4/5 on record for this filer (CIK 1738104) — 2 issuers, 1 transaction. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BCPL | BC Partners Lending Corp | Director · lapsed | 2018-04-23 → 2019-10-18 | 2 | $75,000 |
| PTMN | Portman Ridge Finance Corp | Director · lapsed | 2019-04-05 → 2019-04-05 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BCPL | 2019-10-16 | Buy | 3,000 | $25.00 | $75,000 | 3,000 |