Every SEC Form 3/4/5 on record for this filer (CIK 1735534) — 6 issuers, 11 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SNWV | SANUWAVE Health, Inc. | Filer | 2022-08-10 → 2025-12-15 | 16 | −$559,040 |
| MODD | Modular Medical, Inc. | Filer | 2021-10-29 → 2025-04-28 | 12 | $3M |
| BRSF | BRAIN SCIENTIFIC INC. | 10% owner · lapsed | 2022-08-04 → 2022-08-04 | 1 | — |
| NMTC | NEUROONE MEDICAL TECHNOLOGIES Corp | 10% owner · lapsed | 2021-01-21 → 2021-01-21 | 1 | — |
| CLOK | CIPHERLOC Corp | 10% owner · lapsed | 2018-07-30 → 2019-10-03 | 6 | $5,724 |
| FENC | FENNEC PHARMACEUTICALS INC. | 10% owner · lapsed | 2018-03-29 → 2018-03-29 | 5 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SNWV | 2025-12-12 | Sell | 6,500 | $21.04 | $136,760 | 63,999 |
| SNWV | 2025-12-11 | Sell | 13,500 | $31.28 | $422,280 | 70,499 |
| MODD | 2025-03-20 | Buy | 156,250 | $1.92 | $300,000 | 422,000 |
| MODD | 2025-03-20 | Buy | 520,832 | $1.92 | $999,997 | 3,805,575 |
| MODD | 2024-12-03 | Buy | 21,000 | $1.68 | $35,280 | 265,750 |
| MODD | 2024-02-16 | Buy | 900,000 | $1.10 | $990,000 | 3,118,077 |
| MODD | 2020-11-30 | Buy | 34,843 | $2.87 | $99,999 | 304,562 |
| MODD | 2020-06-30 | Buy | 34,843 | $2.87 | $99,999 | 5,051,409 |
| MODD | 2020-06-30 | Buy | 104,529 | $2.87 | $299,998 | 1,022,105 |
4 of 6 issuers are covered and open a security page; the rest are on file here only.
