Every SEC Form 3/4/5 on record for this filer (CIK 1735307) — 5 issuers, 21 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HTO | H2O AMERICA | CFO and Treasurer | 2025-07-03 → 2026-03-03 | 4 | — |
| SJW | SJW GROUP | Chief Accounting Officer & PAO | 2024-11-13 → 2025-01-06 | 3 | — |
| AEP | AMERICAN ELECTRIC POWER CO INC | Executive Vice President & CFO · lapsed | 2022-12-06 → 2023-03-23 | 3 | — |
| APU | AMERIGAS PARTNERS LP | VP Finance and CFO · lapsed | 2019-02-13 → 2019-08-23 | 3 | — |
| UGI | UGI CORP /PA/ | VP, CAO & Corporate Controller · lapsed | 2018-03-26 → 2019-01-18 | 7 | −$544,812 |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
3 of 5 issuers are covered and open a security page; the rest are on file here only.