Every SEC Form 3/4/5 on record for this filer (CIK 1733065) — 1 issuer, 109 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SCHW | SCHWAB CHARLES CORP | MD, Head of Retail Investing | 2018-03-02 → 2026-04-15 | 61 | −$41M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SCHW | 2026-04-14 | Sell | 21,750 | $99.00 | $2M | — |
| SCHW | 2026-03-03 | Sell | 9,032 | $94.42 | $852,801 | 5,449 |
| SCHW | 2026-03-03 | Sell | 5,449 | $94.89 | $517,056 | — |
| SCHW | 2025-11-07 | Sell | 35,188 | $95.35 | $3M | — |
| SCHW | 2025-05-21 | Sell | 47,500 | $88.46 | $4M | — |
1 of 1 issuers are covered and open a security page; the rest are on file here only.