Every SEC Form 3/4/5 on record for this filer (CIK 1732960) — 8 issuers, 17 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| RXO | RXO, Inc. | 10% owner | 2022-11-10 → 2026-02-17 | 16 | $15M |
| CNX | CNX Resources Corp | 10% owner | 2024-10-25 → 2025-01-08 | 2 | — |
| QXO | QXO, Inc. | 10% owner | 2024-07-29 → 2024-11-08 | 3 | −$117M |
| XPO | XPO, Inc. | 10% owner · lapsed | 2022-08-12 → 2024-05-17 | 2 | — |
| YELL | Yellow Corp | 10% owner · lapsed | 2023-07-28 → 2023-08-01 | 3 | — |
| PFSI | PennyMac Financial Services, Inc. | Director · lapsed | 2021-03-09 → 2022-02-15 | 28 | $51M |
| WPF.U | Foley Trasimene Acquisition Corp. | 10% owner · lapsed | 2020-07-10 → 2021-02-19 | 3 | — |
| WPF | Foley Trasimene Acquisition Corp. | 10% owner · lapsed | 2020-08-10 → 2020-08-12 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| QXO | 2024-11-06 | Sell | 7,000,000 | $15.05 | $105M | 46,908,701 |
| QXO | 2024-08-26 | Sell | 795,894 | $15.05 | $12M | 53,908,701 |
| RXO | 2024-05-09 | Buy | 61 | $20.39 | $1,244 | 17,310,856 |
| RXO | 2024-02-02 | Buy | 747,424 | $20.25 | $15M | 13,755,649 |
| PFSI | 2022-02-14 | Buy | 48,052 | $60.74 | $3M | 4,531,792 |
| PFSI | 2022-02-14 | Buy | 12,930 | $61.01 | $788,859 | 4,483,740 |
| PFSI | 2022-02-11 | Buy | 35,000 | $61.02 | $2M | 4,470,810 |
| PFSI | 2021-11-29 | Buy | 151,852 | $64.98 | $10M | 3,975,518 |
| PFSI | 2021-11-26 | Buy | 9,002 | $64.88 | $584,050 | 3,823,666 |
| PFSI | 2021-06-16 | Buy | 25,000 | $62.12 | $2M | 3,395,482 |
5 of 8 issuers are covered and open a security page; the rest are on file here only.
