Every SEC Form 3/4/5 on record for this filer (CIK 1730370) — 8 issuers, 33 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| VCTR | Victory Capital Holdings, Inc. | Chairman and CEO | 2018-02-07 → 2026-03-16 | 35 | −$9M |
| XILSX | Pioneer ILS Interval Fund | Filer | 2025-04-04 → 2025-04-04 | 1 | — |
| PHT | PIONEER HIGH INCOME FUND, INC. | Director | 2025-04-04 → 2025-04-04 | 1 | — |
| PHD | Pioneer Floating Rate Fund, Inc. | Director | 2025-04-04 → 2025-04-04 | 1 | — |
| MIO | Pioneer Municipal High Income Opportunities Fund, Inc. | Director | 2025-04-04 → 2025-04-04 | 1 | — |
| MHI | PIONEER MUNICIPAL HIGH INCOME FUND, INC. | Director | 2025-04-04 → 2025-04-04 | 1 | — |
| MAV | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. | Director | 2025-04-04 → 2025-04-04 | 1 | — |
| HNW | Pioneer Diversified High Income Fund, Inc. | Director | 2025-04-04 → 2025-04-04 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| VCTR | 2023-07-18 | Sell | 127,496 | $33.98 | $4M | 1,927,038 |
| VCTR | 2023-07-17 | Sell | 20,757 | $33.55 | $696,397 | 2,054,534 |
| VCTR | 2023-07-14 | Sell | 68,146 | $33.66 | $2M | 2,075,291 |
| VCTR | 2023-07-13 | Sell | 75,690 | $33.58 | $3M | 2,143,437 |
1 of 8 issuers are covered and open a security page; the rest are on file here only.
