Every SEC Form 3/4/5 on record for this filer (CIK 1727995) — 3 issuers, 26 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| LFT | Lument Finance Trust, Inc. | CEO | 2021-03-12 → 2025-11-26 | 9 | $144,970 |
| HCFT | Hunt Companies Finance Trust, Inc. | CEO · lapsed | 2018-05-31 → 2020-03-25 | 6 | $172,474 |
| OAKS | Hunt Companies Finance Trust, Inc. | CEO · lapsed | 2018-01-29 → 2018-05-25 | 2 | $76,425 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| LFT | 2025-11-26 | Buy | 55,000 | $1.60 | $88,000 | 378,939 |
| LFT | 2022-03-21 | Buy | 13,500 | $2.82 | $38,070 | 298,220 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.