Every SEC Form 3/4/5 on record for this filer (CIK 1720568) — 4 issuers, 23 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ANIP | ANI PHARMACEUTICALS INC | Director | 2018-05-24 → 2026-05-13 | 18 | −$2M |
| LNDC | LANDEC CORP \CA\ | Director · lapsed | 2020-10-15 → 2021-06-08 | 5 | $112,600 |
| CDMO | Avid Bioservices, Inc. | Director · lapsed | 2018-12-18 → 2020-12-16 | 4 | $96,600 |
| PPHM | PEREGRINE PHARMACEUTICALS INC | Director · lapsed | 2017-10-24 → 2017-10-24 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ANIP | 2026-05-13 | Sell | 10,000 | $80.63 | $806,300 | 38,432 |
| ANIP | 2026-05-11 | Sell | 3,973 | $80.75 | $320,820 | 48,432 |
| ANIP | 2026-03-03 | Sell | 6,000 | $74.23 | $445,380 | 52,405 |
| ANIP | 2025-11-13 | Sell | 8,643 | $86.88 | $750,904 | 61,405 |
| ANIP | 2025-08-15 | Sell | 9,000 | $89.05 | $801,450 | 70,048 |
1 of 4 issuers are covered and open a security page; the rest are on file here only.
