Every SEC Form 3/4/5 on record for this filer (CIK 1720536) — 5 issuers, 17 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| OCSL | Oaktree Specialty Lending Corp | Director · lapsed | 2017-10-25 → 2021-03-23 | 5 | $168,344 |
| OCSI | Oaktree Strategic Income Corp | Director · lapsed | 2017-10-25 → 2021-03-23 | 5 | $123,983 |
| AMPI | Advanced Merger Partners, Inc. | Director · lapsed | 2021-03-02 → 2021-03-02 | 1 | — |
| GWGH | GWG Holdings, Inc. | Director · lapsed | 2019-05-06 → 2019-06-20 | 2 | — |
| VST | Vistra Corp. | Director · lapsed | 2018-07-03 → 2019-06-11 | 4 | $97,710 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| VST | 2019-06-07 | Buy | 2,950 | $24.43 | $72,069 | 15,374 |
| VST | 2019-06-07 | Buy | 1,050 | $24.42 | $25,641 | 12,424 |
| OCSI | 2018-08-10 | Buy | 1,250 | $8.61 | $10,763 | 15,250 |
| OCSL | 2018-08-10 | Buy | 3,000 | $4.96 | $14,880 | 37,000 |
| OCSI | 2018-02-13 | Buy | 8,000 | $7.80 | $62,400 | 14,000 |
| OCSL | 2018-02-12 | Buy | 1,600 | $4.41 | $7,056 | 11,600 |
1 of 5 issuers are covered and open a security page; the rest are on file here only.
