Every SEC Form 3/4/5 on record for this filer (CIK 1717154) — 3 issuers, 27 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CTLT | Catalent, Inc. | SVP, General Counsel, CCO | 2023-02-21 → 2024-12-18 | 7 | −$55,415 |
| VATE | INNOVATE Corp. | Chief Legal Officer & Corp Sec · lapsed | 2022-03-15 → 2022-03-18 | 2 | −$30,795 |
| HCHC | HC2 HOLDINGS, INC. | Chief Legal Officer & Corp Sec · lapsed | 2017-09-19 → 2021-03-17 | 13 | −$294,013 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CTLT | 2024-10-18 | Sell | 320 | $59.97 | $19,190 | 23,967 |
| CTLT | 2024-08-02 | Sell | 608 | $59.58 | $36,225 | 24,287 |
| VATE | 2022-03-16 | Sell | 8,626 | $3.57 | $30,795 | 343,306 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.