Every SEC Form 3/4/5 on record for this filer (CIK 1709137) — 4 issuers, 14 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SPRU | SPRUCE POWER HOLDING CORP | Director | 2023-05-19 → 2026-02-06 | 5 | $69,000 |
| CGEH | Capstone Energy Plus, Inc. | Interim CFO · Director | 2025-02-14 → 2025-11-25 | 3 | $50,000 |
| XL | XL Fleet Corp. | Director · lapsed | 2022-03-10 → 2022-09-16 | 3 | $22,200 |
| PSIX | POWER SOLUTIONS INTERNATIONAL, INC. | CEO and President · lapsed | 2017-06-22 → 2019-06-04 | 5 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CGEH | 2025-11-25 | Buy | 25,000 | $2.00 | $50,000 | 51,807 |
| SPRU | 2024-12-02 | Buy | 20,000 | $2.62 | $52,400 | 80,593 |
| SPRU | 2023-05-18 | Buy | 20,000 | $0.83 | $16,600 | 281,935 |
| XL | 2022-09-15 | Buy | 20,000 | $1.11 | $22,200 | 261,935 |
3 of 4 issuers are covered and open a security page; the rest are on file here only.
