Every SEC Form 3/4/5 on record for this filer (CIK 1707440) — 7 issuers, 15 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AIRJ | AirJoule Technologies Corp. | Chief Financial Officer | 2024-06-10 → 2026-06-09 | 9 | −$25,898 |
| EGHA | EGH Acquisition Corp. | Director | 2025-05-08 → 2025-05-08 | 1 | — |
| HYLN | Hyliion Holdings Corp. | Director · lapsed | 2020-10-05 → 2023-03-15 | 8 | −$2M |
| TRTL | TortoiseEcofin Acquisition Corp. III | President and CFO · Director · lapsed | 2021-07-19 → 2021-07-19 | 1 | — |
| SNPR | Tortoise Acquisition Corp. II | Chief Financial Officer · Director · lapsed | 2020-09-10 → 2020-09-10 | 1 | — |
| SHLL | Tortoise Acquisition Corp. | Director · lapsed | 2019-02-27 → 2019-03-06 | 2 | $50,000 |
| TTP | TORTOISE PIPELINE & ENERGY FUND, INC. | Vice President · lapsed | 2017-05-24 → 2017-05-24 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AIRJ | 2025-12-10 | Buy | 2,169 | $2.95 | $6,399 | 18,990 |
| AIRJ | 2025-06-09 | Sell | 7,635 | $4.23 | $32,296 | 15,490 |
| HYLN | 2021-10-01 | Sell | 225,000 | $8.12 | $2M | 73,574 |
2 of 7 issuers are covered and open a security page; the rest are on file here only.
