Every SEC Form 3/4/5 on record for this filer (CIK 1705973) — 3 issuers, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SUNS | Sunrise Realty Trust, Inc. | Director | 2024-07-02 → 2026-02-23 | 4 | $189,109 |
| AFCG | AFC Gamma, Inc. | Director · lapsed | 2021-03-18 → 2024-01-25 | 5 | $22,800 |
| FSAM | Fifth Street Asset Management Inc. | Director · lapsed | 2017-05-08 → 2017-05-08 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SUNS | 2024-07-11 | Buy | 6,050 | $12.58 | $76,109 | 20,467 |
| SUNS | 2024-07-11 | Buy | 10,000 | $11.30 | $113,000 | 14,417 |
| AFCG | 2021-03-23 | Buy | 1,200 | $19.00 | $22,800 | 11,008 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.