Every SEC Form 3/4/5 on record for this filer (CIK 1705584) — 5 issuers, 105 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| EQH | Equitable Holdings, Inc. | See Remarks | 2018-05-09 → 2026-06-10 | 51 | −$9M |
| AB | ALLIANCEBERNSTEIN HOLDING L.P. | CEO · Director | 2017-05-08 → 2026-05-04 | 24 | −$3M |
| AWF | ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC | Filer · lapsed | 2017-05-08 → 2021-04-07 | 5 | −$22,460 |
| AFB | ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | Filer · lapsed | 2017-05-08 → 2017-05-08 | 1 | — |
| AKP | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | Filer · lapsed | 2017-05-08 → 2017-05-08 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AB | 2026-04-30 | Sell | 29,000 | $39.54 | $1M | 212,046 |
| AB | 2026-02-18 | Sell | 26,840 | $41.08 | $1M | 241,046 |
2 of 5 issuers are covered and open a security page; the rest are on file here only.