Every SEC Form 3/4/5 on record for this filer (CIK 1704973) — 1 issuer, 9 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ACRE | Ares Commercial Real Estate Corp | Director · lapsed | 2017-04-27 → 2020-02-27 | 9 | −$1M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ACRE | 2020-02-21 | Sell | 25,000 | $17.41 | $435,250 | 22,401 |
| ACRE | 2020-01-03 | Sell | 12,515 | $15.69 | $196,360 | 47,401 |
| ACRE | 2019-12-05 | Sell | 10,000 | $15.50 | $155,000 | 145,092 |
| ACRE | 2019-12-05 | Sell | 9,500 | $15.53 | $147,535 | 135,592 |
| ACRE | 2018-12-12 | Sell | 13,618 | $14.23 | $193,784 | 108,092 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.