Every SEC Form 3/4/5 on record for this filer (CIK 1703027) — 3 issuers, 24 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| WOW | WideOpenWest, Inc. | Director | 2017-05-24 → 2026-01-05 | 69 | $108,539 |
| USWS | U.S. WELL SERVICES HOLDINGS, LLC | Director · lapsed | 2018-11-19 → 2022-11-03 | 16 | — |
| NOG | NORTHERN OIL & GAS, INC. | 10% owner · lapsed | 2018-10-11 → 2019-02-26 | 12 | −$8M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| WOW | 2019-10-01 | Buy | 2,279 | $5.99 | $13,651 | 30,533,609 |
| WOW | 2019-09-30 | Buy | 12,741 | $5.99 | $76,319 | 30,531,330 |
| WOW | 2019-09-27 | Buy | 3,100 | $5.99 | $18,569 | 30,518,589 |
| NOG | 2019-02-15 | Sell | 240,373 | $2.55 | $612,951 | 39,069,890 |
| NOG | 2019-02-14 | Sell | 299,000 | $2.50 | $747,500 | 39,310,263 |
| NOG | 2019-02-13 | Sell | 274,000 | $2.38 | $652,120 | 39,609,263 |
| NOG | 2019-02-07 | Sell | 269,697 | $2.21 | $596,030 | 40,652,963 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
