Every SEC Form 3/4/5 on record for this filer (CIK 1701015) — 1 issuer, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| NMFC | New Mountain Finance Corp | Director · lapsed | 2017-03-16 → 2023-03-15 | 7 | $787,203 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| NMFC | 2023-03-14 | Buy | 10,000 | $12.02 | $120,200 | 62,291 |
| NMFC | 2022-12-16 | Buy | 10,000 | $12.05 | $120,500 | 51,210 |
| NMFC | 2021-09-16 | Buy | 15,000 | $13.15 | $197,250 | 37,423 |
| NMFC | 2020-03-02 | Buy | 2,300 | $12.91 | $29,693 | 20,134 |
| NMFC | 2019-12-02 | Buy | 6,000 | $13.57 | $81,420 | 17,548 |
| NMFC | 2019-08-28 | Buy | 18,000 | $13.23 | $238,140 | 18,000 |