Every SEC Form 3/4/5 on record for this filer (CIK 1699604) — 6 issuers, 10 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| TLN | Talen Energy Corp | Director | 2024-07-09 → 2026-05-27 | 6 | $190,588 |
| TISI | TEAM INC | Director | 2021-11-17 → 2026-04-01 | 5 | $288,275 |
| NOVA | Sunnova Energy International Inc. | Director | 2025-04-21 → 2025-04-21 | 1 | — |
| ALPS | ALPINE SUMMIT ENERGY PARTNERS, INC. | Director · lapsed | 2023-06-07 → 2023-06-07 | 1 | — |
| GWGHQ | GWG Holdings, Inc. | Director · lapsed | 2022-07-07 → 2022-07-07 | 1 | — |
| XCO | EXCO RESOURCES INC | Director · lapsed | 2017-03-10 → 2017-03-10 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| TISI | 2026-03-30 | Buy | 3,000 | $16.19 | $48,570 | 22,082 |
| TISI | 2026-03-20 | Buy | 10,000 | $14.44 | $144,400 | 19,082 |
| TISI | 2025-11-17 | Buy | 4,000 | $15.68 | $62,720 | 9,082 |
| TLN | 2025-03-06 | Buy | 250 | $192.59 | $48,148 | 500 |
| TLN | 2025-03-06 | Buy | 250 | $187.96 | $46,990 | 250 |
| TLN | 2025-03-06 | Buy | 500 | $190.90 | $95,450 | 1,000 |
| TISI | 2024-11-15 | Buy | 1,082 | $15.24 | $16,490 | 2,081 |
| TISI | 2022-03-24 | Buy | 9,997 | $1.61 | $16,095 | 9,997 |
2 of 6 issuers are covered and open a security page; the rest are on file here only.
