Every SEC Form 3/4/5 on record for this filer (CIK 1698316) — 5 issuers, 18 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AB | ALLIANCEBERNSTEIN HOLDING L.P. | Former COO & CFO · lapsed | 2017-02-22 → 2023-08-14 | 19 | −$2M |
| AFB | ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | Filer · lapsed | 2017-02-22 → 2017-02-22 | 1 | — |
| AYN | ALLIANCE NEW YORK MUNICIPAL INCOME FUND | Filer · lapsed | 2017-02-22 → 2017-02-22 | 1 | — |
| AKP | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | Filer · lapsed | 2017-02-22 → 2017-02-22 | 1 | — |
| AWF | ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC | Filer · lapsed | 2017-02-22 → 2017-02-22 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AB | 2023-08-10 | Sell | 5,000 | $29.56 | $147,800 | 110,205 |
| AB | 2023-05-24 | Sell | 12,500 | $33.79 | $422,375 | 115,205 |
| AB | 2023-03-22 | Sell | 12,500 | $35.04 | $438,000 | 127,705 |
| AB | 2020-08-07 | Sell | 9,244 | $27.90 | $257,908 | — |
1 of 5 issuers are covered and open a security page; the rest are on file here only.
