Every SEC Form 3/4/5 on record for this filer (CIK 1697577) — 4 issuers, 29 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| FSUN | FIRSTSUN CAPITAL BANCORP | Director | 2026-04-02 → 2026-06-10 | 3 | — |
| FFWM | First Foundation Inc. | Director | 2024-09-10 → 2026-04-01 | 4 | — |
| BFIN | BankFinancial CORP | Director · lapsed | 2024-03-13 → 2024-03-13 | 1 | — |
| UBFO | UNITED SECURITY BANCSHARES | Director · lapsed | 2017-02-08 → 2023-06-05 | 12 | −$3M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| UBFO | 2023-06-01 | Sell | 932,491 | $7.00 | $7M | — |
1 of 4 issuers are covered and open a security page; the rest are on file here only.