Every SEC Form 3/4/5 on record for this filer (CIK 1696393) — 5 issuers, 15 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PENG | Penguin Solutions, Inc. | Director | 2025-02-11 → 2026-05-18 | 4 | −$684,360 |
| SGH | SMART Global Holdings, Inc. | Director · lapsed | 2019-04-03 → 2024-02-13 | 6 | — |
| AQ | AQUANTIA CORP | Director · lapsed | 2019-06-21 → 2019-06-21 | 2 | — |
| HZN | Horizon Global Corp | Director · lapsed | 2018-03-16 → 2018-05-17 | 3 | — |
| MTSC | MTS SYSTEMS CORP | Director · lapsed | 2017-02-08 → 2018-02-15 | 4 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PENG | 2026-05-14 | Sell | 3,000 | $49.00 | $147,000 | 51,975 |
| PENG | 2026-05-12 | Sell | 4,000 | $44.34 | $177,360 | 54,975 |
| PENG | 2026-05-11 | Sell | 8,000 | $45.00 | $360,000 | 58,975 |
1 of 5 issuers are covered and open a security page; the rest are on file here only.
