Every SEC Form 3/4/5 on record for this filer (CIK 1696042) — 7 issuers, 39 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HOOD | Robinhood Markets, Inc. | Director | 2021-07-29 → 2026-06-03 | 34 | — |
| TWTR | TWITTER, INC. | Director · lapsed | 2018-07-27 → 2021-06-01 | 4 | — |
| AB | ALLIANCEBERNSTEIN HOLDING L.P. | Filer · lapsed | 2017-05-08 → 2018-05-15 | 4 | $246,905 |
| LAUR | LAUREATE EDUCATION, INC. | Director · lapsed | 2017-01-31 → 2017-06-05 | 2 | — |
| AKP | ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND | Filer · lapsed | 2017-05-08 → 2017-05-08 | 1 | — |
| AWF | ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC | Filer · lapsed | 2017-05-08 → 2017-05-08 | 1 | — |
| AFB | ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | Filer · lapsed | 2017-05-08 → 2017-05-08 | 1 | — |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
3 of 7 issuers are covered and open a security page; the rest are on file here only.