Every SEC Form 3/4/5 on record for this filer (CIK 1689690) — 3 issuers, 17 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PSTL | Postal Realty Trust, Inc. | Director | 2019-05-23 → 2026-06-04 | 9 | — |
| ACRE | Ares Commercial Real Estate Corp | Gen. Counsel VP and Secretary | 2019-05-02 → 2026-01-15 | 16 | −$200,311 |
| CADEX | CION Ares Diversified Credit Fund | Vice Pres. & Asst. Secretary · lapsed | 2016-12-01 → 2016-12-01 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ACRE | 2026-01-14 | Sell | 7,606 | $4.93 | $37,498 | 92,754 |
| ACRE | 2025-01-31 | Sell | 7,615 | $5.68 | $43,253 | 78,360 |
| ACRE | 2024-01-29 | Sell | 5,890 | $10.37 | $61,079 | 68,975 |
| ACRE | 2023-01-10 | Sell | 3,166 | $10.87 | $34,414 | 53,865 |
| ACRE | 2022-04-08 | Sell | 935 | $15.58 | $14,567 | 37,531 |
| ACRE | 2022-01-18 | Sell | 1,415 | $15.01 | $21,239 | 38,466 |
2 of 3 issuers are covered and open a security page; the rest are on file here only.
